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Christopher Cox
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261	PDF Document Add to Reading List Source URL: www.meti.go.jp Language: English - Date: 2014-03-23 20:00:17 International Financial Reporting Standards International Accounting Standards Board Financial system Christopher Cox Financial regulation Finance Business
262	September 6, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-06 14:54:18 Finance Center for Audit Quality U.S. Securities and Exchange Commission Form D Christopher Cox Public Company Accounting Oversight Board Form 6K Securities and Exchange Commission Form 10-Q SEC filings Economy of the United States Business
263	Comments on File No. S7-11-06 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-07 16:16:00 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control Committee of Sponsoring Organizations of the Treadway Commission Audit U.S. Securities and Exchange Commission Christopher Cox SOX 404 top–down risk assessment Auditing Accountancy Business
264	s~. Society for Mining, Metallurgy & Exploration Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-06 11:27:45 Corporate governance Business Corporate crime U.S. Securities and Exchange Commission Sarbanes–Oxley Act Finance Law Investor Protection and Securities Reform Act Christopher Cox United States corporate law Auditing United States securities law
265	Via Electronic Mail The Honorable Christopher Cox, Chairman U.S. Securities and Exchange Commission Attn: Nancy M.Morris Secretary 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-28 12:16:20 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control Christopher Cox Regulatory compliance Audit U.S. Securities and Exchange Commission Internal audit Auditing Accountancy Business
266	Agenda: CCOutreach 2006 National Seminar for Investment Adviser and Investment Company Chief Compliance Officers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-09 13:20:00 Corporate crime U.S. Securities and Exchange Commission Regulatory compliance Christopher Cox Hedge fund Genevievette Walker-Lightfoot Investment Company Act Financial economics Investment Finance
267	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]November 28, 2012 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Ac Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-29 13:56:11 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Government United States Christopher Cox United States securities law 73rd United States Congress United States Securities and Exchange Commission
268	kpmg Telephone[removed]Fax[removed]Internet www.us.kpmg.com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-18 10:40:56 Corporate governance KPMG Sarbanes–Oxley Act Audit committee Audit Internal control Christopher Cox Regulatory compliance Public Company Accounting Oversight Board Auditing Accountancy Business
269	Eric C. Jensen[removed]removed] August 21,2008 Mr. Christopher Cox Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-08 08:59:56 Financial system Finance Business Naked short selling U.S. Securities and Exchange Commission Short Christopher Cox Overstock.com Capital market Financial regulation Short selling Financial markets
270	INVESTMENT COMPANY INSTITUTE Elizabeth Krentzman Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-06-09 15:52:54 Christopher Cox Mutual fund XBRL International XBRL Exchange-traded fund Prospectus Financial adviser Investment Company Institute Rate of return Financial economics Investment Finance

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